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Nancy Morris
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#	Item
101	July 12, 2007 Ms. Nancy M. Morris Secretary U.S. Securities and Exchange Commission 100 F Street, NE Add to Reading List Source URL: www.sec.gov Language: English - Date: 2007-07-13 10:32:06 Finance Public Company Accounting Oversight Board Sarbanes–Oxley Act Audit Entity-level controls Internal control Information technology audit SOX 404 top–down risk assessment Center for Audit Quality Auditing Accountancy Business
102	12 July[removed]ICAEW response: 58/07 Nancy M. Morris Secretary Add to Reading List Source URL: www.sec.gov Language: English - Date: 2007-07-13 10:21:49 Finance Audit Sarbanes–Oxley Act Public Company Accounting Oversight Board Internal control Materiality International Standards on Auditing SOX 404 top–down risk assessment Center for Audit Quality Auditing Accountancy Business
103	18 July 2007 Nancy M. Morris Secretary, Securities and Exchange Commission 100 F Street, NE, Washington, DC[removed]E-mail: [removed] Add to Reading List Source URL: www.sec.gov Language: English - Date: 2007-07-18 15:54:46 Risk Audit Entity-level controls Internal control Internal audit Sarbanes–Oxley Act Materiality Public Company Accounting Oversight Board Information technology audit process Auditing Accountancy Business
104	February 14, 2008 Via Electronic Mail ([removed]) Ms. Nancy M. Morris, Secretary U.S. Securities and Exchange Commission 100 F Street, N.E. Washington, DC[removed] Add to Reading List Source URL: www.sec.gov Language: English - Date: 2008-02-15 15:05:26 Finance Regulation NMS Financial Industry Regulatory Authority Consolidated Tape Association U.S. Securities and Exchange Commission Securities Exchange Act Rebate Securities Industry and Financial Markets Association ACT Financial markets Financial economics Investment
105	July 12, 2007 VIA E-Mail Ms. Nancy M. Morris U.S. Securities and Exchange Commission 100 F Street, NE Add to Reading List Source URL: www.sec.gov Language: English - Date: 2007-07-13 10:35:14 Finance Sarbanes–Oxley Act Audit Internal control Materiality Public Company Accounting Oversight Board SOX 404 top–down risk assessment Center for Audit Quality Auditing Accountancy Business
106	C(JLJ NCI L OF INSTITUTIONAL INVESTORS Via Email July 12,2007 Nancy M. Morris Add to Reading List Source URL: www.sec.gov Language: English - Date: 2007-07-13 10:18:03 Finance Public Company Accounting Oversight Board Sarbanes–Oxley Act Audit External auditor Financial statement Internal control Center for Audit Quality SOX 404 top–down risk assessment Auditing Accountancy Business
107	March 26, 2007 Electronic Submission Nancy C. Morris Secretary Securities and Exchange Commission 100 F Street, NE Add to Reading List Source URL: www.sec.gov Language: English - Date: 2007-03-27 11:32:39 Financial markets United States securities law Financial services Fixed income market Securities Broker-dealer Securities Industry and Financial Markets Association Securities Exchange Act Investment banking Financial economics Investment Finance
108	September 6, 2007 Ms. Nancy M. Morris Secretary U.S. Securities and Exchange Commission 100 F Street, NE Washington, DC[removed] Add to Reading List Source URL: www.sec.gov Language: English - Date: 2007-09-06 14:54:18 Finance Center for Audit Quality U.S. Securities and Exchange Commission Form D Christopher Cox Public Company Accounting Oversight Board Form 6K Securities and Exchange Commission Form 10-Q SEC filings Economy of the United States Business
109	Altria Group, Inc. 120 Park Avenue, New York, NY[removed]4000 October 13, 2006 Nancy M. Morris Add to Reading List Source URL: www.sec.gov Language: English - Date: 2006-10-19 16:16:00 Sarbanes–Oxley Act Entity-level controls Internal control Audit Public Company Accounting Oversight Board SOX 404 top–down risk assessment Committee of Sponsoring Organizations of the Treadway Commission Auditing Accountancy Business
110	Vickers Stock Research Corporation September 4, 2007 Nancy M. Morris, Secretary Securities and Exchange Commission 100 F Street, NE Add to Reading List Source URL: www.sec.gov Language: English - Date: 2007-09-07 12:54:50 U.S. Securities and Exchange Commission Securities Act Government Form 10-K Securities and Exchange Commission Form 10-Q SEC filings Financial regulation Form 144

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